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1/17/21

[Answer] What are the disclosure requirements of the Securities Act of 1933?

Answer: Elaborate registration statements; audited financials:• An initial detailed information statement when the company first registers (similar to the filing required under the 1933 Act)• Annual reports on Form 10-K containing audited financial statements a detailed analysis of the company's performance and information about officers and directors• Quarterly reports on Form 10-Q which are less detailed than 10-Ks and contain un-audited financials• Form 8-Ks to report any significant developments such as bankruptcy a change in control a purchase or sale of significant assets the resignation of a director as a result of a policy dispute or a change in auditing firms




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