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Enter Another Question

1/6/21

[Answer] What are the key provisions of the Securities Act of 1933?

Answer: The 1933 Act requires that before offering or selling securities the issuer must register the securities with the SEC unless the securities qualify for an exemption.




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What are the key provisions of the Securities Act of 1933? Securities Act of 1933 - Wikipedia Securities Act of 1933 Definition Securities Act Of 1933 Definition - Investopedia Securities Act of 1933 - Wikipedia The Securities Act of 1933 also known as the 1933 Act the Securities Act the Truth in Securities Act the Federal Securities Act and the '33 Act was enacted by the United States Congress on May 27 1933 during the Great Depression and after the stock market crash of 1929. It is an integral part of United States securities regulation. It is legislated pursuant to the Interstate Commerce Clause of the Constitution. It requires every offer or sale of securities that uses the means and instrumentalities of interstate commerce to be registered with the SEC pursuant to the 1933 Act u… It is an integral part of United States securities regulation. It is legislated pursuant to the Interstate Commerce Clause of the Constitution. It requires every offer or sale of securities that uses the means and instrumentalities of interstate commerce to be registered with the SEC pursuant to the 1933 Act unless an exemption from registration exists under the law. The term "means and instrumentalities of interstate commerce" is extremely broad and it is virtually impossible to avoid the operation of the statute by attempting to offer or sell a security without using an "instrumentality" of interstate commerce. Any use of a telephone for example or the mails would probably be enough to subject the transaction to the statute. Tue Oct 20 2020 · The Securities Act of 1933 was the first major legislation regarding the sale of securities . Prior to this legislation the sales of securities were primarily governed by state laws . The... Section 17(a) is a key anti-fraud provision in the Securities Act. It provides for liability for fraudulent sales of securities . It provides for liability for fraudulent sales of securities . Some courts have found an implied right of private action under this provision though this is becoming a less favored positio...


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